Regulatory Updates

Intrastate offerings Rule 147

Intrastate Offerings Rule 147 – SEC rolls out updates.

SEC Rolls Out Update to Rule 147 Intrastate Offerings On April 20, 2017, amendments to Rule 147 and new Rule 147A, federal exemptions for intrastate offerings, finally went into effect. The amendments to Rule 147 and new Rule 147A are intended to modernize and update the exemption that allows companies to raise money from investors …

Intrastate Offerings Rule 147 – SEC rolls out updates. Read More »

Compliance and Disclosure in Regulation Crowdfunding

SEC Releases New Compliance and Disclosure Interpretations On Regulation Crowdfunding Yesterday, the SEC’s Division of Corporate Finance released two new Compliance and Disclosure Interpretations (C&DIs) answering questions related to Regulation Crowdfunding (Reg CF). CD&Is are the Commission’s way of giving some informal guidance, through a question and answer format, on how its staff members interpret …

Compliance and Disclosure in Regulation Crowdfunding Read More »