RULE 506 B vs. RULE 506 C

RULE 506(b) Rule 506 B of Regulation D is considered a “safe harbor” exemption under Section 4(a)(2) of the Securities Act of 1933. Section 4(a)(2) of the Securities Act exempts from registration transactions by an issuer not involving any public offering. It provides objective standards that a company can rely on to meet the Section 4(a)(2) exemption requirements. Companies conducting an …

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