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-Confucius

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Informational Articles

Joint Ventures

Do Joint Ventures Require Securities Law Compliance?

Do Joint Ventures Require Securities Law Compliance? You will not find the analysis to determine whether or not a joint venture is considered a “security” within the 145-word definition of 15 U.S. Code § 77b. The Securities Exchange Act takes a broad approach to violations. This enables regulators to prosecute any type of business entity engaged…
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