Category: 506(b)

Imagine a world where small businesses and startups can raise capital more efficiently and cost-effectively without going through the lengthy and complex process of a public offering. This world exists, and it’s called Regulation D. In this comprehensive guide, we will uncover...

Sponsors and investors help get your deal off the ground, and they’ll want updates along the way. Whether that comes in the form of reliable data, dividends and distributions, reports, or knowing the end game – it requires communication. After all, the...

Structuring an investment correctly is essential. If you fail to do so, you run afoul of the SEC and could find yourself in some very hot legal water. Several keys exist to achieving that goal, but perhaps the most critical is understanding...

RULE 506(b) Rule 506 B of Regulation D is considered a “safe harbor” exemption under Section 4(a)(2) of the Securities Act of 1933. Section 4(a)(2) of the Securities Act exempts from registration transactions by an issuer not involving any public offering. It provides objective standards that a...