OFFERING DIFFERENT CLASSES OF SECURITIES
OFFERING DIFFERENT CLASSES OF SECURITIES Can I Offer Different Classes of Securities? The short answer is obviously yes, as an issuer of securities you are completely free to offer different classes of securities if the company’s governing documents allow for it (for example, an LLC’s operating agreement or a corporation’s bylaws must be written so…
WEBINAR REPLAY- IRC SEC 1031 Transactions in Syndication, Gene Trowbridge
IRC SEC 1031 Transactions in Syndication Ever wonder if you’re asking the right questions when it comes to Syndications? We’re sure you’ll agree that we hear MANY questions that YOU may need to know the answer to. This webinar series will focus on the most asked questions Gene Trowbridge answers, with this episode focusing on…
Gene’s Most Asked Questions- IRC SEC 1031 transactions in Syndication
Ever wonder if you’re asking the right questions when it comes to Syndications? We’re sure you’ll agree that we hear MANY questions that YOU may need to know the answer. This webinar series will focus on the most asked questions Gene Trowbridge answers, with this episode focusing on questions regarding IRC SEC 1031 transactions in…
Can I post my 506(b) Offering on Facebook?
General Solicitation Our firm is often asked whether a social media post constitutes “general solicitation” as prohibited by Rule 506(b) of Regulation D. General solicitation is defined by the SEC to include “advertisements published in newspapers and magazines, public websites, communications broadcasted over television and radio, and seminars where attendees have been invited by general…
FAQ about Form D
Frequently Asked Questions about Form D When you hire Trowbridge Sidoti LLP to assist with Regulation D offerings under Rule 506, our services include drafting and filing From Ds with the Securities and Exchange Commission (SEC) and the states. State filing fees are charged separately. Below are some frequently asked questions regarding Form Ds: What…
When Does the “Sale” of a Security Occur?
Reg D requires issuers to file a Form D When you’re conducting an offering under Regulation D, the date you sell the securities is critically important. Reg D requires issuers to file a Form D within 15 days of the date the security was first sold. Failure to do so could result in the issuer losing its…
Seat Belts, Securities Laws and Crap Tables
Since 1968, Federal and state governments have moved toward mandating that every car be equipped with seat belts and that every passenger wear a seat belt, or be subject to a traffic ticket and likely a fine. Opposition to these laws suggested that the cost of the seat belt installation was burdensome and that the…