IRC SEC 1031 Transactions in Syndication Ever wonder if you’re asking the right questions when it comes to Syndications? We’re sure you’ll agree that we hear MANY questions that YOU may need to know the answer to. This webinar series will focus on the most asked questions Gene Trowbridge answers, with this episode focusing on…
Ever wonder if you’re asking the right questions when it comes to Syndications? We’re sure you’ll agree that we hear MANY questions that YOU may need to know the answer. This webinar series will focus on the most asked questions Gene Trowbridge answers, with this episode focusing on questions regarding IRC SEC 1031 transactions in…
General Solicitation Our firm is often asked whether a social media post constitutes “general solicitation” as prohibited by Rule 506(b) of Regulation D. General solicitation is defined by the SEC to include “advertisements published in newspapers and magazines, public websites, communications broadcasted over television and radio, and seminars where attendees have been invited by general…
Frequently Asked Questions about Form D When you hire Trowbridge Sidoti LLP to assist with Regulation D offerings under Rule 506, our services include drafting and filing From Ds with the Securities and Exchange Commission (SEC) and the states. State filing fees are charged separately. Below are some frequently asked questions regarding Form Ds: What…
Reg D requires issuers to file a Form D When you’re conducting an offering under Regulation D, the date you sell the securities is critically important. Reg D requires issuers to file a Form D within 15 days of the date the security was first sold. Failure to do so could result in the issuer losing its…
Since 1968, Federal and state governments have moved toward mandating that every car be equipped with seat belts and that every passenger wear a seat belt, or be subject to a traffic ticket and likely a fine. Opposition to these laws suggested that the cost of the seat belt installation was burdensome and that the…
What Fees Can You Charge in a Real Estate Syndication? For an introduction to real estate syndications read more here. The sponsor or syndicator is the person (or group of people) who sets up the investment structure, brings together the pool of investors, oversees and manages the investment, and ultimately through their efforts generates a…
Is the Accredited Investor Restriction Unconstitutional Discrimination? TLDR: no, it’s not, but read the rest if you want to know why. I recently attended CrowdConverge in Las Vegas and overheard an attendee mention how he believed the very concept of ‘accredited investor’ is discrimination based on income. For those who don’t know, U.S. securities laws…
Update on Regulation D: Data from 2016 Form D’s It’s been over a year since the SEC’s Division of Economic and Risk Analysis (DERA) published its report on Private Securities Offerings post-JOBS Act. And while since that time, DERA has published more data about Regulation CF and Regulation A, the SEC has yet to offer…
